Research

• Deep sector expertise in targeted areas of specialization across energy, healthcare, consumer and technology

• Average senior experience of 15+ years

• Financial forecasts, sub-sector macro reports and opinions on strategy, execution, results, management and valuation

Sales and corporate access

• Average sales rep experience of 15+ years with specific sector expertise

• Marketing industry perspective and original research content/events to ~400 institutional investor clients with balanced long-only and hedge fund client mix

• Feedback loop for corporate clients highlighting sentiment, trading action and opinions from the buy side

Trading

• FINRA-licensed public side trading associates executing equity trades on an agency basis

• Average trader experience of 15+ years

• Execution of corporate buyback, At-The-Market (ATM) and ATM reverse inquiry equity offerings

• Fixed trading lines with clients

• Retention stock allocation