Long-term, relationship-driven support through your company’s various growth phases, life cycles, and capital structures within the private/public markets.
Delivering timely, differentiated and creative market-based advice and transaction support —often while navigating volatile capital markets—provides our clients with options to meet their unique challenges—and take on new opportunities.
Seasoned leadership team with more than 230 years of substantial product experience, at Capital One and prior firms.
Product specialists organized along industry sectors partnering with Capital One’s industry coverage relationship managers to provide holistic capital raising and advisory solutions.
Seamless partnership with Capital One and other partner groups to provide tailored capital raising, transaction, and advisory solutions.
Depth of resources
With deep expertise, our teams help you discover strategic and customized solutions powered by a Top 10 Commercial Bank.2
CAPITAL MARKETS CAPABILITIES
Equity capital markets
We provide a wide range of capital-raising solutions, including IPOs, follow-ons, convertibles and ATM offerings, along with share repurchase capabilities and advisory services.3
Mergers and acquisitions
We offer a wide variety of services, including sell-side, buy-side, divestiture, debt and equity financing, recapitalizations, growth capital and strategic consulting. Our capabilities include generalist M&A advisory services through Capital One Securities, Inc., and specialist focus in defense, aerospace, technology and healthcare through acquisitions of KippsDeSanto and TripleTree.3
Our team of subject matter experts will help design and implement tailored interest rate, foreign exchange and commodity hedging strategies that work best for your unique financial profile and risk management needs—including market commentary and pricing discovery.
New markets tax credits
Whether serving as an investor, leveraged lender or community development entity (CDE), we have the knowledge and expertise to understand your project’s goals, anticipate your needs and offer beneficial connections with other industry leaders.
Equity sales, research and trading
Our institutional equity sales force and trading desk cover more than 400 domestic and international buy-side accounts, while our equity research arm provides institutional research and investment ideas focused on the energy, healthcare, consumer and technology industries.3