Capital One Securities, Inc.

Research, Sales & Trading

Work with an experienced institutional equity sales force and trading desk that covers more than 500 domestic and international buy-side accounts. Our institutional sales team has an average of 15+ years of experience in the energy, real estate and financial institutions sectors.

Our equity trading desk provides timely and cost-effective execution of trades for domestic and international institutional buy-side customers, including stock repurchases.++

++ Timeliness and cost effectiveness of trade executions may vary based upon the speed and reliability of system response and other factors such as trading volume, market conditions, system performance or other factors.

Corporate Access - Energy and Real Estate 

Non-Deal Roadshows
Multi-day trips to North American and European investment centers to meet with our buy-side customers with a heavy focus on long-only investment managers.

Reverse Non-Deal Roadshows
Small groups of investors meet with management in their offices.

Field Trips & Site Visits
Specialized trips to strategic locations, typically includes meeting with multiple management teams.

Focused Mini Conferences
One day mini conferences held in New York that center around a certain topic that is hot in the industry.

Phone & In-Person Communication
Customized conferences and conference calls with investors and management teams.

Annual Energy Conference

Entering its 13th year, the Capital One Securities Annual Energy Conference is one of the leading energy investment conferences in the industry. It is held each December in New Orleans.

2017 Annual Energy Conference Overview

  • 400 one-on-one investor meetings
  • 56 accounts with over 77 investors
  • 64 companies with 140 members of management teams
  • 10 company-hosted dinners with 60 investors

For more details, please contact your Capital One Securities Sales Representative or call
1-800-666-9174.

Equity Research

Capital One Securities generates institutional research and investment ideas on more than 100 energy and 30 real estate companies.

Exploration & Production Coverage Areas

Gain in-depth, unique insights into the energy marketplace and the companies we cover with our detailed analysis reports. The Capital One Securities team stays actively engaged in equity research for more than 50 exploration and production companies.

Large Cap/International

  • Anadarko Petroleum Corporation (APC)
  • Apache Corporation (APA)
  • Devon Energy Corporation (DVN)
  • EOG Resources, Inc. (EOG)
  • Hess Corporation (HES)
  • Marathon Oil Corporation (MRO)
  • Noble Energy, Inc. (NBL)
  • Occidental Petroleum Company (OXY)
  • Pioneer Natural Resources (PXD)

Mid Cap

  • Antero Resources Corporation (AR)
  • Cabot Oil & Gas Corporation (COG)
  • Chesapeake Energy Corporation (CHK)
  • Cimarex Energy (XEC)
  • Concho Resources, Inc. (CXO)
  • Continental Resources, Inc. (CLR)
  • Diamondback Energy, Inc. (FANG)
  • Gulfport Energy Corporation (GPOR)
  • Laredo Petroleum Holdings, Inc. (LPI)
  • Newfield Exploration Company (NFX)
  • Parsley Energy, Inc. (PE)
  • PDC Energy, Inc. (PDCE)
  • QEP Resources, Inc. (QEP)
  • Range Resources Corporation (RRC)
  • SM Energy Company (SM)
  • Southwestern Energy Corporation (SWN)
  • Ultra Petroleum Corporation (UPL)
  • Whiting Petroleum Corporation (WLL)
  • WPX Energy (WPX)

Small Cap

  • Bonanza Creek Energy, Inc. (BCEI)
  • Callon Petroleum Company (CPE)
  • Carrizo Oil & Gas, Inc. (CRZO)
  • Comstock Resources, Inc. (CRK)
  • Denbury Resources, Inc. (DNR)
  • Eclipse Resources Corporation (ECR)
  • Enerplus Corporation (ERF)
  • EP Energy Corporation (EPE)
  • Goodrich Petroleum Corporation (GDP)
  • Halcón Resources Corporation (HK)
  • Jones Energy, Inc. (JONE)
  • Lilis Energy, Inc. (LLEX)
  • Matador Resources Company (MTDR)
  • Northern Oil & Gas, Inc. (NOG)
  • Oasis Petroleum, Inc. (OAS)
  • Penn Virginia Corporation (PVAC)
  • PetroQuest Energy, Inc. (PQ)
  • Resolute Energy Corporation (REN)
  • Ring Energy, Inc. (REI)
  • Sanchez Energy Corp. (SN)
  • SRC Energy, Inc. (SRCI)
  • Unit Corporation (UNT)
  • Wildhorse Resource Development Corp (WRD)

Offshore

  • Kosmos Energy (KOS)
  • W&T Offshore, Inc. (WTI)

Oilfield Services Coverage Areas

The Capital One Securities team stays actively engaged in ongoing equity research
for nearly 50 oilfield services companies.

Integrated Services

  • Baker Hughes, a GE Company (BHGE)
  • Halliburton Company (HAL)
  • Schlumberger Limited (SLB)
  • Weatherford International Ltd. (WFT)

Land Drillers

  • Helmerich & Payne, Inc. (HP)
  • Independence Contract Drilling, Inc. (ICD)
  • Nabors Industries Ltd. (NBR)
  • Patterson-UTI Energy, Inc. (PTEN)
  • Pioneer Energy Services (PES)

Pressure Pumpers

  • Basic Energy Services, Inc. (BAS)
  • C&J Energy Services, Inc. (CJ)
  • Kean Group, Inc. (FRAC)
  • FTS International, Inc. (FTSI)
  • Liberty Oilfield Services Inc. (LBRT)
  • Mammoth Energy Services, Inc. (TUSK)
  • ProPetro Holding Corp. (PUMP)
  • Quintana Energy Services, Inc. (QES)
  • RPC, Inc. (RES)

Offshore Services

  • Bristow Group, Inc. (BRS)
  • Frank's International N.V. (FI)
  • GulfMark Offshore, Inc. (GLFMQ)
  • Helix Energy Solutions Group, Inc. (HLX)
  • Hornbeck Offshore Services, Inc. (HOS)
  • Oceaneering International, Inc. (OII)
  • Tidewater, Inc. (TDW)

Offshore Drilling

  • Diamond Offshore Drilling, Inc. (DO)
  • Ensco plc (ESV)
  • Noble Corporation (NE)
  • Rowan Companies, Inc. (RDC)
  • Transocean Ltd. (RIG)

Manufacturing & Distribution

  • Dril-Quip, Inc. (DRQ)
  • Energy Recovery, Inc. (ERII)
  • Exterran Corporation (EXTN)
  • Forum Energy Technologies, Inc. (FET)
  • MRC Global, Inc. (MRC)
  • National Oilwell Varco, Inc. (NOV)
  • Natural Gas Services Group (NGS)
  • NOW, Inc. (DNOW)
  • Oil States International, Inc. (OIS)
  • TechnipFMC plc (FTI)
  • Tenaris S.A. (TS)

Small-Mid Cap Services

  • CARBO Ceramics, Inc. (CRR)
  • Key Energy Services, Inc. (KEG)
  • Newpark Resources, Inc. (NR)
  • Ranger Energy Services, Inc. (RNGR)
  • Superior Energy Services, Inc. (SPN)
  • TETRA Technologies, Inc. (TTI)

Midstream Coverage Areas

The Capital One Securities team stays actively engaged in ongoing equity research and covers nearly 20 midstream companies.

  • Antero Midstream Partners LP (AM)
  • Archrock, Inc. (AROC)
  • CSI Compressco LP (CCLP)
  • Crestwood Equity Partners LP (CEQP)
  • Genesis Energy, L.P. (GEL)
  • Martin Midstream Partners L.P. (MMLP)
  • Oasis Midstream Partners LP (OMP)
  • SemGroup Corporation (SEMG)
  • Summit Midstream Partners, LP (SMLP)
  • Tallgrass Energy, LP (TGE)
  • Targa Resources Corporation (TRGP)
  • Western Gas Equity Partners, LP (WGP)
  • Western Gas Partners, LP (WES)

Real Estate Investment Trust (REIT) Coverage Areas

The Capital One Securities team stays actively engaged in ongoing equity research and covers more than 30 real estate investment trusts.

Retail

  • Saul Centers Inc. (BFS)
  • DDR Corporation (DDR)
  • Federal Realty Investment Trust (FRT)
  • Kimco Realty Corporation (KIM)
  • Kite Realty Group Trust (KRG)
  • Regency Centers Corporation (REG)
  • Retail Opportunities Investments Corporation (ROIC)
  • Retail Properties of America, Inc. (RPAI)
  • Urban Edge Properties (UE)
  • Weingarten Realty Investors (WRI)

Net Lease

  • National Retail Properties, Inc. (NNN)
  • Realty Income Corporation (O)
  • Spirit Realty Capital, Inc. (SRC)
  • STORE Capital Corporation (STOR)
  • VEREIT Inc. (VER)
  • W.P. Carey Inc. (WPC)

Industrial

  • Rexford Industrial Realty, Inc. (REXR)
  • STAG Industrial, Inc. (STAG)

Office

  • Highwoods Properties (HIW)

Specialty

  • Corporate Office Properties Trust (OFC)
  • Washington REIT (WRE)

Healthcare

  • CareTrust REIT, Inc. (CTRE)
  • Healthcare Realty Trust Incorporated (HR)
  • Healthcare Trust of America, Inc. (HTA)
  • LTC Properties, Inc. (LTC)
  • MedEquities Realty Trust, Inc. (MRT)
  • National Health Investors, Inc. (NHI)
  • Omega Healthcare Investors, Inc. (OHI)
  • Physicians Realty Trust (DOC)
  • Sabra Health Care REIT, Inc. (SBRA)
  • Ventas, Inc. (VTR)
  • Welltower Inc. (HCN)

Securities and Investment Banking products and services are offered through Capital One Securities, Inc., a non-bank affiliate of Capital One, N.A., a wholly-owned subsidiary of Capital One Financial Corporation and a member of FINRA and SIPC.

The products and services offered or recommended are: 

Not FDIC Insured

Not Bank Guaranteed

May Lose Value

Not a Deposit

Not Insured By Any Federal Government Agency

Business Continuity Plans

*Banking products and services are offered by Capital One, N.A., Member FDIC.

The information contained on the site is not intended for distribution to, or use by, any person or entity in any jurisdiction or country where such distribution or use may be contrary to law or regulation or which may subject us or our affiliates to any registration requirement within such jurisdiction or country.

IMPORTANT INFORMATION ABOUT PROCEDURES FOR OPENING A NEW ACCOUNT - To help the government fight the funding of terrorism and money laundering activities, Federal law requires all financial institutions to obtain, verify, and record information that identifies each person who opens an account. What this means for you: When you open an account, we will ask for your name, address, date of birth, and other information that will allow us to identify you. We may also ask to see your driver’s license or other identifying documents.

Rule 606 of SEC Regulation NMS requires every broker or dealer to make publicly available for each calendar quarter a report on its routing of non-directed orders in certain securities. In compliance with Rule 606, Capital One Securities, Inc. data is available for public review via The Transaction Auditing Group, Inc.'s website.

Check the background of this firm on FINRA’s BrokerCheck.