Capital One Securities, Inc.

Research, Sales & Trading

Backed by a top-tier institutional sales team, we have extensive experience in equity research in the Energy and REIT sectors. Our coverage includes the exploration and production, oilfield services, midstream sub-sectors of Energy, and the retail, net lease, healthcare, lodging, multi-family, industrial, and storage sub-sectors of REIT. Our experienced institutional equity sales force and trading desk cover more than 300 domestic and international buy-side accounts. Our institutional sales team has an average of 15+ years of experience in the energy, real estate and financial institutions sectors.

Our equity trading desk provides timely and cost-effective execution of trades for domestic and international institutional buy-side customers, including stock repurchases.++

++ Timeliness and cost effectiveness of trade executions may vary based upon the speed and reliability of system response and other factors such as trading volume, market conditions, system performance or other factors.

Corporate Access - Energy and Real Estate 

Non-Deal Roadshows
Multi-day trips to North American and European investment centers to meet with our buy-side customers with a heavy focus on long-only investment managers.

Reverse Non-Deal Roadshows
Small groups of investors meet with management in their offices.

Field Trips & Site Visits
Specialized trips to strategic locations, typically includes meeting with multiple management teams.

Focused Mini Conferences
One day mini conferences that center around pertinent industry topics.

Phone & In-Person Communication
Customized conferences and conference calls with investors and management teams.

Dedicated Sector Conferences
Multi-day conferences centered on investor 1x1’s, company and sector panel discussions and fireside chats, and topical sector and macro speakers.

For more details, please contact your Capital One Securities Sales Representative or call

Securities and Investment Banking products and services are offered through Capital One Securities, Inc., a non-bank affiliate of Capital One, N.A., a wholly-owned subsidiary of Capital One Financial Corporation and a member of FINRA and SIPC.

The products and services offered or recommended are: 

Not FDIC Insured

Not Bank Guaranteed

May Lose Value

Not a Deposit

Not Insured By Any Federal Government Agency

Business Continuity Plans

*Banking products and services are offered by Capital One, N.A., Member FDIC.

The information contained on the site is not intended for distribution to, or use by, any person or entity in any jurisdiction or country where such distribution or use may be contrary to law or regulation or which may subject us or our affiliates to any registration requirement within such jurisdiction or country.

IMPORTANT INFORMATION ABOUT PROCEDURES FOR OPENING A NEW ACCOUNT - To help the government fight the funding of terrorism and money laundering activities, Federal law requires all financial institutions to obtain, verify, and record information that identifies each person who opens an account. What this means for you: When you open an account, we will ask for your name, address, date of birth, and other information that will allow us to identify you. We may also ask to see your driver’s license or other identifying documents.

Rule 606 of SEC Regulation NMS requires every broker or dealer to make publicly available for each calendar quarter a report on its routing of non-directed orders in certain securities. In compliance with Rule 606, Capital One Securities, Inc. data is available for public review via The IHS Markit's website.

Check the background of this firm on FINRA’s BrokerCheck.