Capital One Investing has exited the Investment Adviser Business and the Retail Brokerage Business

2019 Exit of Retail Brokerage and Investment Adviser Business

As of August 5th, 2019, Capital One Investing, LLC exited the Retail Brokerage Business.  Capital One will, however, continue to service limited requests from former online retail account holders via a notarized Brokerage Request Form (e.g., statement reprints, check re-issuances).

 

If you are submitting a request as a beneficiary or executor to an estate, please attach the following documentation to your notarized Brokerage Request Form: Estates Request Form, Death Certificate, Court Documentation (e.g., Letter of Administration, Letter of Testamentary) -- only if you are an Executor / Administrator of the Estate, Copy of Your Driver's License.

 

For questions regarding the former Retail Business, contact us by phone at

Online Accounts: 1-800-747-2537 or Advised Accounts: 1-800-248-3919 (available Monday-Friday, 8:30 am - 5:30 pm ET).

2022 Exit of Investment Adviser Business

As of April 29, 2022, Capital One Investing, Inc. (previously operated under the name “United Income”) no longer provides investment advisory services and has exited the Investment Adviser Business.

 

For questions regarding the former Investment Adviser Business, contact us by email at

investing@capitalone.com

 

This notification does not pertain to any Commercial Brokerage Businesses that continue to be operated by Capital One under the names Capital One Securities, Inc., KippsDeSanto & Co. and TripleTree, LLC.  For inquiries regarding any of these businesses, please access the websites for each of the respective businesses via the hyperlinks provided below:

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