Capital One Investing — Overview

Start now. Capital One Investing. Your investing goals, on your terms.1 

We want you to feel confident about your financial picture.

Whether you want to invest on your own online, get a little help from intuitive tools or rely on personal advice, we think you should have what you need in one place. Our goal is to provide a clear, complete, straightforward investing experience, however you choose to do it.

Bonus $600 $300 $200 $100 $50
With Deposit, Transfer
and/or Rollover
$200,000+ $100,000+ $50,000+ $15,000+ $5,000+

Fund a new online account and we will, too.

Make a deposit, transfer or rollover within 90 days of opening your account to get your bonus. Get more by adding more.


Why invest online with us?

Low pricing

Low pricing

Start an online account with any amount. Trade equities for just $6.95. Low-priced securities and other orders may be extra; see pricing and rates.

Award-winning customer service

Award-winning customer service2

Get answers and help, your way. Call, chat or email us securely through our website (with an online account). We'll take care of you.

Clean, clutter-free website

Clean, clutter-free website

Cruise through an easy-to-navigate site built with you in mind, using language you can understand. No matter how experienced you are.

Grasp-and-go research

Grasp-and-go research

Make informed decisions, faster. Follow the market and find opportunities with our free online research and third-party analysis.

Get personalized investing advice

Get personalized
investing advice.

Work with a financial advisor to build a comprehensive investing plan around what matters most to you. Advisors are available over the phone nationwide and in person in select locations.

Learn More

Start rolling on your goals.

There’s no minimum to open an online account. But we’ll add up to $6001 
to your qualified deposit, transfer or rollover. Just like that.

Securities and services are: Not FDIC insured • Not bank guaranteed • May lose value • Not a deposit • Not Insured by any federal government agency

Banking and Credit Card products and services are provided by the Capital One family of companies, including Capital One Bank (USA), N.A., and Capital One, N.A., Members FDIC.

Securities products are offered by Capital One Investing, LLC, a registered broker-dealer and Member FINRA/SIPC. Advisory services are provided by Capital One Advisors, LLC, an SEC registered investment advisor. Insurance products are offered through Capital One Agency LLC. All are subsidiaries of Capital One Financial Corporation.

©2017 Capital One. Capital One and ShareBuilder are federally registered service marks. All third-party trademarks are the property of their respective owners.

Trading system response and account access times may vary due to market conditions, system performance and other factors.

1

HOW THE BONUS WORKS
You have two steps to qualify for your cash bonus. First, open a new online Individual Retirement Account (IRA) or Individual, Joint or Custodial account on capitaloneinvesting.com using promo code XCOFW60017 by the promotion expiration date: 01/31/2018. (The promotion is not valid for Capital One Advisors Managed Portfolio accounts or accounts opened through a financial advisor.) You must have a U.S. Tax I.D. (Social Security number) to open a Capital One Investing, LLC, account. Second, make a net deposit, transfer, and/or rollover that posts to your new account within 90 days of opening your account. Your net qualifying assets posted during that 90-day period must be at least $5,000 to be eligible for a $50 bonus, $15,000 for a $100 bonus, $50,000 for a $200 bonus, $100,000 for a $300 bonus, or $200,000 for a $600 bonus. If your net qualifying assets are within $100 of a higher bonus level, you will be credited at that level so you receive a larger bonus. Your net qualifying assets are the total amounts of your deposits and transfers, minus any withdrawals. (Note: the qualifying asset amount isn't affected by any change in value for your securities after they were deposited.) Transfers from an existing online Capital One Investing account, or from a Capital One 360® IRA to an online Capital One Investing IRA, do not qualify. Promotion is non-transferable, not valid for ESAs, and not valid with any other promotion. Limit one bonus per customer or custodial beneficiary.

WHEN YOU GET YOUR BONUS
Capital One Investing will add the bonus to your account within 5-7 business days following the 90-day period. The bonus is not available for withdrawal for 180 days after it is awarded to your account. Qualifying assets must remain in the account (minus any losses related to trading or market volatility) for at least 9 months following the 90-day period or your bonus may be reclaimed. Bonus may be refused or recovered if it is determined that you violated Capital One Investing's Account Agreement.
 
TAXES & YOUR BONUS
Any applicable taxes related to Capital One Investing Offers are the responsibility of the account holder. To the extent required by law, Capital One will report the total value of the bonus with respect to a non-IRA investment account to the IRS on Form 1099-INT for the applicable tax year in which it is paid. Account holders should consult a tax or legal advisor to determine the appropriate tax treatment of this bonus for tax purposes.

For traditional and Roth IRAs, the bonus is a cash award that will be deposited directly into the account holder's IRA and treated the same as investment earnings in the account. The bonus will not be reported to the IRS as an IRA contribution and will be reported when distributed on Form 1099-R the same as the remainder of your IRA balance. Account holders should consult their tax or legal advisor about the treatment of earnings in IRAs, guidelines on IRS contribution limits, and the appropriate tax treatment for this bonus before accepting the bonus.

2 Winner of seven Stevie® Awards from the 2013, 2014 and 2015 American Business Awards (ABA): one of multiple recipients of a Bronze Stevie in 2013, a Silver Stevie in 2014 and another Bronze Stevie in 2015 for Customer Service Department of the Year - Financial Services; single recipient of a Gold Stevie for Customer Service Executive of the Year in both 2014 and 2015; single recipient of the Gold Stevie for Customer Service Team of the Year - Financial Services or Insurance in 2013 and 2014; and one of multiple recipients of a Silver Stevie for Customer Service Team of the Year—Transfer-In Team in 2015. One of over 3,300 entrants (all categories combined) across 2013, 2014 and 2015. Each entrant submitted an essay detailing accomplishments since January 1, 2014, as well as a biography of the leader of the department or team being considered for an award. Winners were determined by two independent reviews conducted by ABA Stevie Awards staff approved volunteer judges in April and May of 2013, 2014 and 2015. At least five judges participated in the first round and members of specialized committees judged the second round. First round judges assigned ratings to entrants in each category using a scale of 1-10. Entrants with scores of at least 7.0 were deemed Finalists, and were rated by the second round judges. The Finalist with the highest score in each category received the Gold Stevie. Finalists in each category with an average score of at least 8.0 received a Silver Stevie and all other Finalists in each category received a Bronze Stevie.