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| 1.
| What services does Institutional Client Services offer?
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| Investment Management—Your investments are shaped by your institutional goals, your short and long-term objectives, and your risk comfort level. Our team of Institutional Client Services administrators and investment professionals work with you to create a strategy and implement a plan that integrates a balance of quality investment instruments to achieve optimum return.
Custody and Escrow Accounts—For holding and transferring sizeable assets, we provide comprehensive, dependable resources and solutions for the safekeeping of securities, collection and crediting of interest and dividends, secure electronic transfers, processing corporate actions, and cash and investment management. We offer secure solutions, online or in person, to fit your diverse needs and to make your complex cash transactions easier and simpler.
Retirement Plans and Employer 401(k)s plus Flexible Recordkeeping Options—Planning for your employees' future is an important and competitive benefit. Our team of consultants can explore with you the latest changes in defined contribution plans. We'll customize and establish a flexible 401(k) plan to fit your employees' specific needs then consistently review your plan's performance.
Complex financial and business situations require creating customized support services that are flexible and responsive to your needs. We provide seamless, comprehensive recordkeeping and processing support for large or small businesses, so you can focus on what you do best.
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| 2.
| I need to ensure the security and safekeeping of my firm's assets. What can Institutional Client Services do to help?
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| Institutional Client Services can help by providing the safekeeping of securities, trade settlements, and the collection of dividends and interest in an efficient, consistent, and accurate manner. Additionally, all activity of account(s) can be reported on a single statement and distributed at any frequency desired.
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| 3.
| Do you want to offer your employees a retirement plan that truly fits their needs and yours?
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| If yes, Capital One's Institutional Client Services can help. Our team of retirement plan specialists will work closely with you to identify your organization's unique objectives and then structure a turn-key retirement plan solution that fits. You will gain peace of mind knowing that your employees have a secure and flexible retirement plan solution and they will gain additional reasons to grow with your business.
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| 4.
| I have certain financial objectives I want to meet with my business. What can Institutional Client Services do to make sure I stay on track?
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Institutional Client Services will meet your financial objectives by:
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Gathering information about your organization's objectives and expectations through a thorough assessment
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Developing a tailored solution to help address distinct requirements
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Building a platform and offer open architecture
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Reviewing and modifying your investment policy and plan as warranted by organizational considerations, regulations, and the market environment
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Our teams of expert professionals ensure adequate coverage and concerted direction, including access to portfolio management team.
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| 5.
| Does your business have the need for an escrow account?
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Capital One's Institutional Client Services provide services within the following areas:
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Disbursement of funds for construction
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Business Transitions Services
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Plug and Abandonment trusts for oil companies
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| 6.
| Why chose Capital One's Private Client Group as your customized fixed income solution?
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| If you have recently come into a large sum of money, Capital One's Institutional Client Services can assist you by creating a customized portfolio to best suit your needs while managing your risk tolerance, and most importantly, providing the most return on your investment.
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| 7.
| When can I afford to retire?
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| You may have an idea when you'd like to retire and what assets and income you have now, as well as what you need for retirement. To help you plan a retirement schedule that will make the most of the success you've earned, ask our experts to help you determine when you'll have sufficient income to retire.
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| 8.
| How much will it take?
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| Living costs and the performance of investments are not stationary targets. Although it's impossible to perfectly predict the future, a retirement-planning expert can help you determine a likely income for your retirement needs and custom build a plan to get you there.
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| 9.
| How long will it need to last? Am I saving enough?
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| Longer life expectancies and the growing opportunities to pursue new endeavors have completely changed the retirement landscape. In some cases, successful business owners and affluent individuals have the chance to enjoy retirement longer. An expert financial consultant will help you determine how long your income and assets will need to last, and will help you develop a plan to meet those goals.
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| 10.
| Do you have employee benefits that will make you an employer of choice?
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| Do you need a retirement plan that will help to attract and to keep good employees? Would your business improve if you could offer long term incentives to outstanding employees?
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| 11.
| Is there a better retirement plan than the one you have now?
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| Today's employees are more likely than ever to scrutinize the details and performance of retirement plans. A quality retirement plan will provide flexible and numerous well-performing investment options, customized to your business's specific needs as well as unfailing service and administration from the retirement plan provider.
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| 12.
| Do you need help managing business assets?
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| With successful business comes the task of managing the assets. For businesses, institutions, foundations and endowments, the need for the expert planning, service and administration provided through professional investment management and custody services is the solution.
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| 13.
| How do you plan for changing management or ownership in the future?
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| Successful business owners aren't willing to leave anything to chance, and a program that supports the owner as he or she makes some of the most important—and difficult—decisions of a lifetime is critical to a successful transfer. Superior business transition services will assist you in situations such as changing the ownership or management structure, retaining the business for family members, and planning the sale of the business to key employees or external buyers, to name a few.
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